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Series 6
Series 6 is the Investment Company Products/Variable Contracts Representative Examination for those who will be dealing in investment company products (including mutual funds) and variable contracts for an NASD broker-dealer. Series 6 with a Life Insurance License allows the agent to sell or solicit variable insurace products including variable life and annuities.
Topics include: securities markets, investment companies, customer accounts, taxation, variable contracts and retirement plans, investment risks and policies, and securities industry regulations.

The classroom course is conducted on a 2 1/2 day format starting promptly at 8:00 a.m. each day. The class runs until approximately 5:00 p.m. The fee for this class is $200, plus $79 for books and materials. The classroom course is available in both Evansville and Mishawaka, please check the list of dates.

NEW!!! This course is also available on the Internet in a self-study format.

Series 63
Series 63 Uniform Securities Agent State Law Examination This is a state required license to sell or solicit securities. This class covers state laws and regulations as well as registration requirements for broker-dealers, agents, and investment advisers. Topics include: prohibited, fraudulent and manipulative practices, exempt securities and transactions and regulatory oversights.

The fee for this class is $55, plus $39 for books and materials, and is held on a 1/2 day format from 1:00 p.m. to 5:00 p.m. The Series 63 is held in both Evansville and Mishawaka, please check the list of dates.

NEW!!! This course is also available on the Internet in a self-study format.

Series 7
Series 7 is the General Securities Representative Examination for individuals employed in various capacities by NYSE and NASD member firms. This license covers the Series 6 license plus more; it allows the holder to virually sell all types of investments. It covers the solicitation, purchase, and/or sale of a broad range of investment products, including stocks, bonds, mutual funds, municipal securities, options, and direct participation programs. Also examines: investment banking, debt securities, margin, securities analysis, and self-regulatory organizations (SROs). The Series 7 license must still hold a Life Insurance License to sell or solicit variable insurance products such as variable life and annuities.

NEW!!! The Series 7 class is offered via Internet. Registration and Payment is processed on the computer.

NEW!!! Series 24, Series 26, Series 65, and Series 66 are now available on the Internet.

Check out "What's New" Online Self-Study!

If your company is interested is holding a special class for a group, please contact Mike at (800) 293-0784 ext. 310 for more details.
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