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Securities
General Registration and Testing Information
Our Securities classes have been designed to prepare the agent for the NASD Examination. Series 6 & 63 are available in a classroom setting with an experienced instructor.
Series 6, 63, 7, 24, 26, 65, and 66 are all also available as on-line internet courses for independent study. Follow the links on the top of the Securities page.




Date Class Name City Click to Register
Nov 24, 2008 Series 6 MISHAWAKA Register
Nov 26, 2008 Series 63 MISHAWAKA Register

Scheduled Fees
  Tuition Books
Series 6 $200 $129.95
Series 63 $55 $Combo Set

This price does not include any of the following fees:
  • System Processing Fee $30.00
  • Disclosure Processing Fee (U4, U5, & amendments) $95.00
  • Agent Registration Fee $85.00
  • Fingerprint Fee $32.00 per card, initial submission
  • Check with your broker-dealer or the NASD for test fees.
Check with your sponsoring company concerning the above fees.

In the securities industry, a brokerage firm must sponsor you.
1. The firm must register you for the exam. The registration is valid for 90 days.
2. Only when you receive confirmation that you are "IN THE SYSTEM" can you call the testing center to set up a test date and time. You must pre-register at least two weeks in advance.
3. NASD testing centers are located across the nation at the Sylvan Learning Centers. Some of the area cities are:

- Evansville 923 S. Kenmore (812) 479-6855
- Ft. Wayne 4606 Illinois Road (219) 436-2710
- Indianapolis 2727 86th St. Suite 120 (317) 257-7546
- Lafayette 105 Executive Dr. Suite B (765) 447-5996
- Mishawaka 535 W. Edison Road (219) 254-1055
- Merrillville 1617 E. 80th Street (219) 736-1113
- Louisville (502) 423-0478
- Nashville (800) 578-6273
- St. Louis (314) 469-6086
- NASD National Customer Service (301) 590-6500



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